An official website of the Tennessee Secretary of State.
Core Data
RDA Number
3078
Effective Date
Record Series Abstract
Records pertaining to certification of persons performing lead based paint abatement/removal and asbestos abatement, Application to conduct lead based paint activties-individuals CN-1297, Application for a firm to conduct Asbestos Abatement activities, CN-1300, Accreditation application for asbestos training providers, CN-1297, CN-1298, CN-1328, CN-1301, CN-1304, CN-1497 as it pertains to this division, asbestos activities summary work sheet and any related correspondence.
Record Series Active
Yes
Cut Off at End of
Other
If Other, Explain
Cut off at end of accreditation period
Total Retention Years
5
Total Retention Months
0
Retention End Action
Destroy
Disposition Notes
The records are to be cut off at the end of the accreditation period, Paper records can be converted to electronic format and shall be maintained in Finance and Administration (F&A)/Strategic Technology Solutions (STS) approved software and server environment. Paper records will be destroyed after the electronic content has been verified for completeness, accuracy, and usability. Electronic records maintain in agency for 5 years, then destroy by state approved methods.
Worksheet
Record Location
14th Floor, TN Tower 312 Rosa L. Parks Ave.
File Arrangement
Alpha
Media Format Generated
Paper
Media Format Stored
Electronic
Paper
Date Range
2009 to Current
Allotment Code
327.35
Annual Accumulation
5 cu. ft.,5 GB
Current Volume
15 cu. ft., 5 GB
Record Value
Administrative
Audit Requirements
Both
Information Shared Outside the State
Yes
Shared Agencies
Environmental Protection Agency
Essential Record
No
Essential Record Media Type
Paper
Confidential
No
Does this Record Series Contain Sensitive Information?
No
Agency Retention
5 years
Retention Legal Citation
TCA: 68-131-402; CFR: 40CFR CH.1 PT. 745.226; TN LEAD BASED PAINT ABATEMENT RULES: CHAPTER 1200-1-18-.01(G)
Electronic Records Plan Inventory
System Name
Enterprise FileNet, Microsoft SharePoint, Network Access Storage (NAS) Drive, Edison, or other Strategic Technology Solutions (STS) approved storage system.
Hardware Description
If stored on the State’s Edison System the hardware is maintained by STS/Edison team at their data center. If not on Edison, all hardware for maintaining the records series shall be maintained in accordance with the current standards of Strategic Technology Solutions (STS).
Software Description
If stored on the State's Edison System the software is maintained by the STS/Edison team. If not on Edison, all software for maintaining the records series shall be maintained in accordance with the current standards of Strategic Technology Solutions (STS). The agency shall use File Types and Formats that are considered High Confidence by OIR.
System Location
If stored on the State's Edison System it is maintained by STS/Edison team at their data center. If not on Edison, Agency Records Officer shall document the system location.
Backup Procedures
If stored on the State's Edison System the backup procedures are developed by STS/Edison team. If not on Edison, Backup procedures shall be maintained in accordance with the current standards of Strategic Technology Solutions (STS). Backup procedures shall be reviewed and tested annually.
Disaster Recovery
If stored on the State's Edison System the disaster recovery plan is created and executed by STS/Edison team. If not on Edison, the Agency shall have a detailed Disaster Recovery Plan for the system in accordance with the current standards of Strategic Technology Solutions (STS). Disaster Recovery plans shall be reviewed annually.
Data Migration Description
If stored on the State's Edison System the data migration plan is executed by the STS/Edison team. If not on Edison, the Agency shall have a detailed plan for migrating the electronic records in case of a software upgrade/change, hardware replacement, or a disaster.
RDA Comments
Records Management Division (RMD)
03-14-2024
No recommended changes.
Tennessee State Library and Archives
03-20-2024
No recommended changes.
Comptroller Audit Review
03-20-2024
We have reviewed RDA 3078 from an audit standpoint. We concur with the recommended retention and disposition specifications.
Agency Records Officer
03-21-2024
No additional agency comments.
RMD Director
03-26-2024
RDA 3078 is a request to revise an RDA. The retention period will remain five years and then destroy. The format will be paper/electronic. The Abstract, Disposition Notes and Worksheet have been updated. Recommend approval of the request to revise RDA 3078.
Public Records Commission
04-24-2024
PRC approves RDA 3078