Record Series Abstract
ORIGINAL APPLICATIONS AND PLANS, COPIES OF PERMITS, WATER QUALITY AND BIOLOGICAL DATA AND REPORTS, DEED RESTRICTIONS AND EASEMENTS, MITIGATION DOCUMENTS, HYDROLOGIC DETERMINATIONS, WETLAND DETERMINATIONS, ANTI-DEGRADATION EVALUATIONS, AND LITIGATION SUPPORT. THESE DOCUMENTS ARE CONSIDERED SUPPORTING RECORDS FOR MAJOR IMPACTS THAT INVOLVE MONITORING OR MITIGATION, DEED RESTRICTIONS, CONSERVATION EASEMENTS, LAND VALUE OR POTENTIAL LITIGATION.
Record Series Active
Cut Off at End of
If Other, Explain
Permit expiration, application termination or withdrawal
Total Retention Years
Total Retention Months
Retention End Action
Records and data generated from permits and water quality assessments will be maintained in electronic format in perpetuity. All electronic records will be maintained in Water Log. Paper records will be scanned for electronic storage. Papers will be destroyed after verification of electronic records.
11th Floor, William R. Snodgrass TN Tower 312 Rosa L Parks Avenue
Media Format Generated
Media Format Stored
6 cubic feet; 2 gigabytes
75 cubic feet; 25 gigabytes
Information Shared Outside the State
U.S. Army Corps of Engineers, U.S. Department of Interior, and U.S. Environmental Protection Agency.
Essential Record Media Type
Does this Record Series Contain Sensitive Information?
Electronic Records Plan Inventory
Oracle Database- Water Log
Oracle NAS (Networked Attached Storage) managed by STS. Raid 6 system with 40 TerraBytes of space. STS Fiber SAN managed by STS. This is the STS mandated storage medium and backed up through Enterprise Backups.
Oracle Database Enterprise 11.2.3 NAS mounted and managed through Windows CIFS (Common Internet File System) Expected to use PDF and TIFF file formats. Oracle Exports and Hot online backups are used to backupthe data SAN storage from where it is backed up to the Enterprise backups. Expected to use DOC, DOCX, XLS, XLX, PDF, and TIFF file formats.
STS Data Center South
NAS stores 31 daily snapshots. In addition, full backups are taken monthly with incremental backups taken daily. The monthly backups are stored off-site for seven years. With both methods considered, we can restore to any of the past 31 days if the file(s) existed during the time of either the snapshot or the backup, to one of the full monthly backups from up to seven years prior. Oracle Database is run in archive log mode and all redo logs are backed up daily. Hot backup of all data files are done on weekends.
Recovery Procedure: Helpdesk tickets to OIR as Priority 1 can restore file(s) in 2 hours time if restoring to a point within the past 31 days. If later (as tapes must come from off-site) expected Priority 1 recovery time is 5 hours. Major Disaster Recovery: OIR has a written policy on how to handle major disaster recovery. In summary: Order new hardware if required. Receive, configure and verify setup and connect ability. Install required software to restore from image files and/or tapes. Inventory media and image files, restore.
Data Migration Description
Select user in each agency, along with (temporarily) General Services personnel, have the ability to scan and write documents to the NAS. Managed by Active Directory Groups.
Records Management Division (RMD)
No recommended changes.
Tennessee State Library and Archives
No recommended changes.
Comptroller Audit Review
We have reviewed RDA 1017 from an audit standpoint. We concur with the recommended retention and disposition specifications.
Agency Records Officer
RDA 1017 is a request to revise an RDA. The retention period will change from ten years and destroy to permanent. The format will be paper/electronic. The Title, Abstract, Disposition, and Worksheet have been updated. Recommend approval of request to revise RDA 1017.