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Deferred Compensation Plan Documentation

RDA Number
11095
Effective Date
Record Series Abstract
Records document the formation and continuance of the 401(k) and 457(b) plans for the State of Tennessee. Documents include, but are not limited to: executed plan documents, amendments, determination letters from the IRS, and other plan-related documents. Record series also includes resolutions and participating employer agreements between the state and political subdivisions.
Record Series Active
Yes
Cut Off at End of
Other
If Other, Explain
Files are cut off at the termination of plan.
Total Retention Years
10
Total Retention Months
0
Retention End Action
Destroy
Disposition Notes
Incoming records are scanned; paper files are shredded after verification and electronic copies stored in a third party agency database. Records are maintained for 10 years and then destroyed by state approved methods.
Allotment Code
309
Record Location
Andrew Jackson Building, 13th floor
File Arrangement
alpha and numeric
Date Range
1986 to current
Annual Accumulation
20 Megabyte electronic
Current Volume
166 Megabyte electronic
Record Value
Administrative
Fiscal
Audit Requirements
Both
Information Shared Outside the State
Yes
Shared Agencies
IRS
Essential Record
Yes - Original
Essential Record Stored
essential record stored electronically in third party agency database
Essential Record Media Type
Electronic
Confidential
No
Confidential Legal Citation
N/A
Does this Record Series Contain Sensitive Information?
No
Agency Retention
10 years
Records Center Retention Period
N/A
Record Sample PDF
1995.sample.pdf357.47 KB
System Name
Agency Shared Drive Server
Hardware Description
standard server array
Software Description
Documents are stored in PDF format on agency shared drives.
System Location
System is located in the agency office in the Andrew Jackson Building.
Backup Procedures
Files are backed up daily. Full procedures are on file with the Treasury IT division.
Disaster Recovery
Detailed DR procedures for Treasury's file share are located in the Treasury Recovery Planner.
Data Migration Description
Detailed plans for migrating Treasury's records are on file with the Treasury IT division.
Legacy Revision UUID
1995