Record Series Abstract
NEW APPLICATIONS, DENIED APPLICATIONS, INQUIRES/NO RESPONSE, WITHDRAWN APPLICATIONS, APPROVED APPLICATIONS, PENDING APPLICATIONS. ALL APPLICATION RELATED DOCUMENTS FOR ALL INSTITUTIONS THAT THE DIVISION REGULATES
Record Series Active
Cut Off at End of
Total Retention Years
Total Retention Months
Retention End Action
Maintain in agency for 5 years after calendar year then destroy by state approved method.
Tn Dept. of Financial Institutions Tennessee Tower, 26th Floor 312 Rosa L. Parks Avenue Nashville, TN 37243
2 CU.FT/ 1 MB
10 CU. FT./ 5 MB
Information Shared Outside the State
Confidential Legal Citation
TCA 45-1-120 (a)
Does this Record Series Contain Sensitive Information?
Records Center Retention Period
Retention Legal Citation
Electronic Records Plan Inventory
Vmware, OIR Data Center File Server
OIR Data Center North
Daily by OIR following OIR established policy and procedures
OIR network recovery following OIR established policy and procedures
Data Migration Description
Migrate to VMware or ECM
Records Management Division (RMD)
No information provided on record location and electronic volume. Questions this record series nonessential nature. No legal citations provided or attached. No sample provided. Records that are maintained electronically must have completed Electronics Plan Inventory. Agency has been notified of these discrepancies. 1-14-2014: RMD met with agency and discussed appropriate changes needed for RDA. RDA on hold until further information is obtained. 2-6-14: Received information from agency to update and revise RDA. 2-7-14: No recommended changes.
Tennessee State Library and Archives
TSLA agrees with RMD comments. 2-13-2014: No recommended changes.
Comptroller Audit Review
We have reviewed RDA 944 from an audit standpoint. We recommend changing retention period to 5 years.
Agency Records Officer
Agency concurs with RMD and TSLA. Agency also agrees to change retention period to 5 years per Audit suggestion.
RDA 944 is a request to revise an RDA. The retention period will change from two years to five years. Agency concurred with this change. The record series will now include both paper and electronic records. Consider changing electronic inventory section of the worksheet to storage on agency server rather than the hard drive of a desktop. Recommend approval of RDA 944 with the direction the agency store the records on the agency server. Agency to provide RMD the electronic inventory information for the RDA worksheet section.