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INMATE INSTITUTIONAL AND CENTRAL RECORDS FILES

RDA Number
1167
Effective Date
Record Series Abstract
DOCUMENTS PERTAINING TO THE INITIATION OF ACTIVE OFFENDER STATUS AND CONTINUING UNTIL OFFENDER STATUS IS INACTIVE. DOCUMENTS INCLUDE COURT ORDERS/INDICTMENTS, CRIMINAL HISTORIES, PHOTOS, FINGERPRINTS, ORIGINAL TDOC TRANSFER FORMS AND OTHER OFFENDER RECORDS PERTAINING TO INMATE'S CHRONOLOGICAL HISTORY OF INCARCERATION.
Record Series Active
Yes
Cut Off at End of
Other
If Other, Explain
Cut off after expiration of sentence or death of inmate
Total Retention Years
50
Total Retention Months
0
Retention End Action
Destroy
Disposition Notes
Paper files are scanned within one year and then destroyed after verifying electronic record for accuracy and completeness. Paper files existing prior to 2004 will be scanned within 5 years of PRC approval of RDA. Electronic records will be uploaded into Filenet. Electronic records will be kept for 50 years on Filenet, and then destroyed by state approved methods. Microfiche and microfilm were created until 2004 and are kept in agency for 50 years, and then destroyed by state approved methods. Paper files not scanned will also be retained for 50 years after cut off and destroyed by state approved method.
Record Location
TDOC Central Office: 320 6th avenue north, Nashville, TN 37243 and TSP Archive Building, 100 Bomars Nashville, TN 37219
File Arrangement
TDOC TOMIS ID #
Media Format Generated
Paper
Date Range
1900 - current
Allotment Code
32901
Annual Accumulation
860 cu ft, 170GB, 0 microfilm rolls
Current Volume
5100 cu ft, 1731GB, 60 microfilm rolls
Record Value
Administrative
Legal
Audit Requirements
State
Information Shared Outside the State
Yes
Shared Agencies
Any prison or correctional facility; State or Federal Department; Probation or Parole offices; County jails; Background Investigation Agencies; and in compliance with public recrods requests
Essential Record
Yes - Original
Essential Record Stored
Original paper is kept in agency until imaged. Digital Image is uploaded to Filenet electronic content management system creating an electronic record.
Essential Record Media Type
Electronic
Confidential
No
Confidential Legal Citation
TCA 10-7-504 (8)
Does this Record Series Contain Sensitive Information?
No
Agency Retention
50 years
Records Center Retention Period
0
System Name
Filenet
Hardware Description
SQL Server
Software Description
Word based program; Capture
System Location
OIR
Backup Procedures
a job is run nightly that creates a backup of the individual databases. Two days of backups are kept on the Server. OIR backs up the server on nightly bases which includes the current two days of backups for each database
Disaster Recovery
Back up data will be used to restore application information to server.
Data Migration Description
The records within the database will be migrated to another electronic application when it is determined the existing system no longer meets the requirements of the Tennessee Department of Correction and another electronic application is developed or purchased. At that time, TDOC IT staff will coordinate with the vendor/software supplier to map data exchanges between the current application and the new application. Data conversion will be required in order to format the current data values into the format required by a replacement software system. Preserving the data integrity is the highest priority when migrating the information from one application to another, to ensure the value of the data is not lost in the process.
Records Management Division (RMD)
03-04-2015
No recommended changes
Tennessee State Library and Archives
03-12-2015
No recommended changes.
Comptroller Audit Review
03-12-2015
We have reviewed RDA 1167 from an audit standpoint. We concur with the recommended retention and disposition specifications.
Agency Records Officer
04-21-2015
No Comments
RMD Director
06-06-2015
RDA 1167 is a request to revise an RDA. The retention period will change from seventy-five years to fifty years and the format will be paper/electronic/film. The abstract has been updated to include records from other similar RDAs that will be retired. Recommend approval of RDA 1167.
Public Records Commission
06-23-2015
PRC approves RDA 1167.